Himanshu Sinha · SEBI Registered Investment Adviser (Individual) · Reg. No. INA000023436 · BSE enlistment no. 2596SEBI Registered Investment Adviser · Reg. No. INA000023436

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Regulatory disclosure

Complaints and grievances

Last updated: 23 October 2026

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Grievance redressal / escalation matrix

As an individual Investment Adviser, every role below is held by me.

Grievance redressal / escalation matrix
Details of designationContact person name Address where the physical address locationContact no. Email IDWorking hours when complainant can call
Customer CareHimanshu Sinha235, Binnamangala, 2nd Floor, 13th Cross Road, Indira Nagar 2nd Stage, Hoysala Nagar, Bengaluru 560038, Karnataka+91 63669 67700h.sinha144@gmail.comMonday to Friday, 9:00 am to 5:00 pm IST
Head of Customer CareHimanshu Sinha235, Binnamangala, 2nd Floor, 13th Cross Road, Indira Nagar 2nd Stage, Hoysala Nagar, Bengaluru 560038, Karnataka+91 63669 67700h.sinha144@gmail.comMonday to Friday, 9:00 am to 5:00 pm IST
Compliance OfficerHimanshu Sinha235, Binnamangala, 2nd Floor, 13th Cross Road, Indira Nagar 2nd Stage, Hoysala Nagar, Bengaluru 560038, Karnataka+91 63669 67700h.sinha144@gmail.comMonday to Friday, 9:00 am to 5:00 pm IST
CEOHimanshu Sinha235, Binnamangala, 2nd Floor, 13th Cross Road, Indira Nagar 2nd Stage, Hoysala Nagar, Bengaluru 560038, Karnataka+91 63669 67700h.sinha144@gmail.comMonday to Friday, 9:00 am to 5:00 pm IST
Principal OfficerHimanshu Sinha235, Binnamangala, 2nd Floor, 13th Cross Road, Indira Nagar 2nd Stage, Hoysala Nagar, Bengaluru 560038, Karnataka+91 63669 67700h.sinha144@gmail.comMonday to Friday, 9:00 am to 5:00 pm IST

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How to raise a complaint

  1. With me first. Email h.sinha144@gmail.com or call +91 63669 67700. I will try to resolve it immediately, and in any case within 21 days of receiving it.

  2. SEBI SCORES. If you are not satisfied, you can lodge a complaint on SCORES 2.0, https://scores.sebi.gov.in. The first review is done by BSE (IAASB) and the second by SEBI.

    Open SCORES ↗

  3. Online dispute resolution. If you are still not satisfied, you can file on the SMART ODR portal, https://smartodr.in, for online conciliation or arbitration.

    Open SMART ODR ↗

  4. By post. Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (East), Mumbai 400051.

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Complaints data

Data for the month ending: October 2026 (from 15 October 2026, date of registration; as on 23 October 2026)

Sr. No.Received fromPending at the end of last month ReceivedResolved*Total pending# Pending complaints > 3 monthsAverage resolution time^ (in days)
1Directly from investors000000
2SEBI (SCORES)000000
3Other sources (if any)000000
Grand total000000

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Number of complaints received during the month against the IA due to impersonation by some other entity: 0

* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month. ^ Average resolution time is the sum total of time taken to resolve each complaint in days, in the current month, divided by the total number of complaints resolved in the current month.

Trend of monthly disposal of complaints (FY 2026-27)
Sr. No.MonthCarried forward from previous month ReceivedResolved*Pending#
1October 2026 (from 15 October)0000
Grand total0000
Trend of annual disposal of complaints
Sr. No.YearCarried forward from previous year ReceivedResolved*Pending#
12026-27 (from 15 October 2026)0000
Grand total0000

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* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month.

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